Compliance Conference 2021: Corporate Compliance Under the New Development Pattern Go back »
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Time2021-11-24 | 14:00 - 18:30
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Venue:Swissotel Grand Shanghai
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Address:
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Fee:Members: 300 |
Non Members: 600
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In the new stage of economic globalization, compliance management is the source power and fundamental guarantee for the sustainable development of international enterprises. At present, various countries are strengthening compliance supervision by means of legislation and international cooperation. The Chinese government is also paying more and more attention to law-based governance of enterprises and compliance supervision. The State-owned Assets Supervision and Administration Commission has comprehensively promoted the compliance management of central enterprises. At present, all central enterprises have set up compliance committees. The Supreme People’s Procuratorate of the People’s Republic of China (SPP) is also advancing the pilot reform of corporate compliance in an orderly manner, and taking the lead in promoting the establishment of a third-party supervision mechanism for corporate compliance at the national level.
With the continuous improvement and maturity of China’s compliance system, the new compliance era is emerging. Domestically, the promulgation of a series of policies such as the Personal Information Protection Law and the strengthening of anti-monopoly and anti-unfair competition led to the deepening of new requirements for corporate compliance. As far as the international situation is concerned, a series of measures taken by the country in export control and the release of laws and regulations have also brought new challenges to corporate compliance work.
Join us at this annual conference to get regulatory updates and explore practical tips to mitigate compliance risks, and develop key concerns which legal/compliance professionals need to address to successfully establish an effective and active compliance system in your organization.
Agenda:
14:00-14:30, registration and networking
14:30-14:40, welcome remarks, Edwin Li, Chair of the Compliance & Business Ethics Working Group, European Chamber; Vice President and General Counsel, DSM China
14:40-15:10, Keynote speech one, Data Compliance: Updates and Challenge, Quin Huang, Partner, TEC Cyber; Management Consulting, KPMG China
15:10-16:00, Panel discussion, Data Security and Data Compliance, Industry practice
Moderator: Kristin Fang, Data privacy officer; Siemens
Panelists:
- Cheng Wang, General Counsel of Express Technology
- Isabelle Doyon, Digital/Data Privacy Lawyer, DS Avocats
- Linlin Wu, China Compliance Head, Anheuser-Busch InBev
- Leo Zhou, Executive Vice President, Legal, Suez China
16:00-16:20, Coffee break
16:20-16:50, Keynote speech two, 2021 Global Enforcement and Compliance Updates, David Y. Chen, Counsel, Ropes & Gray
16:50-17:40, Panel Discussion, Compliance Effectiveness, How to Build an Effective Internal Compliance Management System
Moderator: Victor Shen, Vice Chair of the Compliance & Business Ethics Working Group; Chief Legal Officer, Henkel North Asia; Executive Committee Member, Henkel Greater China
Panelists:
- Amy Liu, Vice President of Shanghai Roche Pharmaceuticals Ltd, Head of legal & compliance team
- Gonzague de Bouville, Chief Legal Officer, Ethics & Risks, Engie China
- Jeanette Yu, National Vice Chair of European Chamber; Partner and Head of Employment & Pensions Practice Area Group, CMS China
- Tina Yu, Counsel, Ropes & Gray
17:40-17:50, closing remarks, Edwin Li, Chair of the Compliance & Business Ethics Working Group, European Chamber; Vice President and General Counsel, DSM China
17:50-18:10 Networking
Terms & Conditions
Events have limited seating so to ensure your attendance we encourage advance online registration and payment for all events. We cannot guarantee entry to anyone not registered in advance.
All our events are held in English and follow the Chatham House Rule unless otherwise stated.
Advisory Council Policy
Members of the Advisory Council may receive complimentary admission to Chamber seminars, conferences and factory visits up to two attendees per event. Additional participants will be charged at the member rate.
Advisory Council members will still be charged the standard member rate for participation in training courses and special events, such as gala balls, government appreciation dinners, or admission to corporate social events/tournaments.
For further information contact Ms. Maureen Dai at mtdai@europeanchamber.com.cn
Disclaimer 免责声明
Participants must maintain proper social distancing norms and abide by the Shanghai Municipal Government’s Epidemic Prevention and Control Rules (eg. wearing masks and so on). If you do not follow the relevant regulations, the European Union Chamber of Commerce in China assumes no responsibility for any of your physical discomfort caused during and after the event. Thank you for your cooperation.
参与活动时,参会人应与他人保持适当距离(防疫考虑)并遵守上海市政府颁布的疫情预防控制要求(例如佩戴口罩等)。如您违反要求,中国欧盟商会将对您在活动中或活动后的任何身体不适,不承担任何责任。感谢您的理解与配合。
Disclaimer: Please notice that European Union Chamber of Commerce in China (as the host of the event) might take photographs from the event and post these on its public webpage (or social media platforms) in order to create awareness of these events. By attending this event you consent to European Union Chamber of Commerce in China taking and using such photographs as described above. Please contact Ms. Laura Alvarez Mendivil at lamendivil@europeanchamber.com.cn if you have any inquiries related hereto.
Cancellation Policy
If you cannot attend the factory visit for which you have registered, please cancel your registration no later than 1 business day prior to the event. If you fail to notify us of your cancellation in a timely fashion, you will be charged for event costs. Walk-ins won't be accepted.
Speakers
Mr. Edwin Li
Mr. Edwin Li
Edwin Li is Vice President & General Counsel for DSM China in charge of the company’s legal, IP and compliance matters in Greater China.
Prior to joining DSM in 2017, Edwin served as General Counsel & Compliance Officer for a Fortunate 100 MNC’s China operations for 9 years. Edwin also practiced law for over 15 years with domestic and foreign law firms in China and USA with focus on cross-border transactions, M&As, foreign direct investments in China, technology licensing, general corporate and FCPA compliance. Edwin holds Master of Law from East-China University of Politics and Laws and Juris Doctor from University of Maine School of Law. Edwin is qualified to practice law in the Commonwealth of Virginia, USA and P.R. China, and an arbitrator at Shanghai International Economic and Trade Arbitration Commission. Edwin served as Chair/Vice Chair of Compliance & Business Ethics Working Group, EUCCC since 2015.
Royal DSM is a global science-based company active in health, nutrition and sustainable living. DSM and its associated companies deliver annual net sales of about $10 billion in 2021 with approximately 23,000 employees. The company is listed on Euronext Amsterdam.
Ms. Quin Huang
Ms. Quin Huang
Quin Huang has lead more than 30 China cybersecurity and data protection compliance projects for multinational companies in China. She focuses on Healthcare & Life science, Consumer goods & Leisure, Insurance and Asset management sectors. She is a certified Data Privacy Solutions Engineer, certified Information Privacy Manager, certified Information Systems Auditor, certified in Risk and Information Systems Control, certified Internal Auditor and certified Public Accountants of Chinese Institute. She is also a professional for ISO/IEC 27701:2019 Implementation and project management.
Mr. Cheng Wang
Mr. Cheng Wang
Cheng Wang is the General Counsel of Express (Hangzhou) Technology Company Limited, a joint venture of American Express that is licensed by the People’s Bank of China as the first foreign-owned bankcard clearing and settlement institution in China. As a member of the senior management team of the joint venture, Cheng heads the Legal Department of Express Company and oversees all legal and regulatory matters in its business operations. Prior to joining American Express, Cheng was the Head of Legal for Greater China of Morgan Stanley and was responsible for managing legal and reputational risk of the investment bank’s subsidiaries, joint ventures and business lines in China. Under his leadership, the Morgan Stanley Greater China Legal and Compliance Department won the Asia Legal Business Investment Bank In-House Team of the Year for 3 consecutive years. Cheng was included in the GC Powerlist China 2019 by The Legal 500 and received the Banking and Finance In-house Counsel of the year award from the China Business Law Journal in 2021. Prior to going in-house, Cheng practiced as a Senior Counsel with O’Melveny & Myers LLP, an international law firm, in both China and the United States for over eight years, representing clients in public and private financings, mergers and acquisitions, investigations and other general corporate matters.
Cheng is admitted to the bar of the State of New York and qualified as a lawyer in China. He is also a member of the Special Committee of the Shanghai Bar Association and co-authored International Business Law: Chinese and Comparative Perspectives, a course book for advanced business studies. Cheng holds an LL.M. degree from the University of Michigan Law School and an LL.B. degree from Shanghai University of International Business and Economics.
Ms. Isabelle Doyon
Ms. Isabelle Doyon
Isabelle Doyon is a French lawyer working for DS Avocats law firm in Shanghai. She is specialized in intellectual property law, digital law and personal data protection.
She assists foreign companies operating in China in their digital projects and in their compliance with personal data regulations. From her past experience in Europe, Isabelle has developed a strong expertise on implementation of the GDPR, and other data regulations, in an international context. Isabelle began her corporate career in a major cosmetic group, then joined an English law firm in Paris where she remained for 5 years, before moving abroad where she worked for different groups and law firms in the US and the Netherlands. Before joining DS Avocats, Isabelle worked as an IP / Digital lawyer with a French worldwide leader on small household equipment.
Ms. Linlin WU
Ms. Linlin WU
Linlin WU joined AB Inbev, the largest brewer in the world as compliance counsel in 2015 when the compliance team was just set up, now she works as China Compliance head in AB Inbev. Before joining AB Inbev, she has worked in legal team for United Technologies Corporation for over 4 years. She has been involved in a great number of case investigations specially for FCPA and Conflict of Interests. She is experienced in establishing and implementing company compliance system based on the guideline of SEC and DOJ including but not limited to developing and conducting tailor-made training, third party supervision system, etc. She is admitted to PRC bar over 16 years and graduated from National University of Singapore for master degree.
Mr. David Y. Chen
Mr. David Y. Chen
David Y. Chen is counsel in the litigation and enforcement practice group. David focuses his practice on governmental and internal investigations, white collar criminal defense, trade secret matters, securities litigation, and complex civil litigation. With a particular focus in Asia, David represents clients in investigations relating to potential violations of the Foreign Corrupt Practices Act and other global anti-corruption laws. David also conducts anti-corruption due diligence and helps clients develop and implement internal compliance programs.
David has maintained an active and varied pro bono practice. On behalf of his clients, David has appeared and argued before the U.S. Immigration Court, the D.C. Superior Court, and an arbitral tribunal. He has also submitted briefs before the Supreme Court of the United States and the Board of Immigration Appeals. In 2016, David traveled to Nairobi, Kenya to participate in Ropes & Gray’s inaugural partnership with Lawyers Without Borders to train local practitioners on trial advocacy.
Prior to joining Ropes & Gray, David was a litigation associate at a large, international law firm in Washington D.C. While in law school, David interned at the U.S. Attorney’s Office for the District of Maryland and served as a student attorney in American University’s Criminal Justice Clinic. He competed in the Willem C. Vis International Commercial Arbitration Moot Court in Vienna, Austria and was recognized with an honorable mention for Best Oral Advocate.
Mr. Victor Shen
Mr. Victor Shen
With over 19-years experiences in multinational corporation’s legal affairs management and compliance, Victor used to work in a Hong Kong red-chip mobile communication company, a multi-national cosmetics company, and a world-class retail conglomerate. His extensive experience has equipped him with rich business knowledge of various industries, a sharp sense of different industry sectors and legal practice experiences. Victor has worked at Henkel for over 13 years, during which he has led his team handled numerous and complicated legal affairs and projects in the areas of international & domestic restructuring, divesture, mergers & acquisitions, labor, anti-trust, tax, customs, dispute resolution, government affairs, compliance and corporate governance. Victor’s performances has won him a high recognition from the Headquarters’ management, and he was elected as one of the Top General Counsel in 2015 by Asia Legal Business of Thomson Reuters and ranked one of GC Influencer of Greater China by Chambers in 2018 and 2019 consecutively as well as GC Power-list by Legal500 for consecutive years. Victor’s current practices and study interests concentrate on the legal systems of foreign direct investment, anti-trust, mergers & acquisitions, tax law, compliance and corporate law. Victor is also an active columnist at LexisNexis China and is invited from time to time by professional forums as the guest speaker on the above-mentioned areas.
Ms. Amy Liu
Ms. Amy Liu
Amy Liu is a professional counsel with over 20 years of experience in P.R.C. legal & compliance field. Currently she’s the vice president of Shanghai Roche Pharmaceuticals Ltd, serving as the head of legal & compliance team, who advises on critical strategic and operational initiatives to ensure legal compliance and realization of business objectives. Amy obtained master degree from East China University of Political Science and Law, and LLM of Boston University School of Law. Before joining Roche in 2007, she served as legal manager in Vanguard Logistics Co. Ltd and Inchcape Group respectively.
刘筠女士在中国法律和合规领域拥有超过20年的工作经验。目前她是罗氏制药中国的副总裁,担任法律和合规团队负责人,负责就药品研发、生产、商业化推广等关键战略和业务领域提供法律及合规咨询意见,并负责罗氏制药中国的合规运营管理。刘筠女士拥有华东政法大学法律硕士及波士顿大学法学院LLM学位。在2007年加入Roche之前,她曾先后担任维佳联运集团和英之杰集团的法务经理。
Mr. Gonzague De Bouville
Mr. Gonzague De Bouville
Gonzague is currently country Manager and Managing Director at Engie CHINA. He arrived in 2019 in China as ENGIE CHINA Chief Legal, Risks and Ethics Officer.
He was previously ENGIE AXIMA (French leader in Climate Control) General Counsel. Gonzague has an Extensive experience in M&A, international and cross border transactions and major infrastructure projects throughout Asia, Europe and Africa.
Ms. Jeanette Yu
Ms. Jeanette Yu
Jeanette Yu is Partner and head of Employment & Pensions Practice Area Group of CMS, China. She has more than 20 years’ experience in providing advice for international companies on labour law issues and compliance management. Her extensive track record comprises recruitment and dismissal of employees, formulating employee handbooks and implementing its policies, work permits and visa issues of expatriates, international secondment, data privacy, non-competition, social security, trade union and labour disputes. She has also been involved in significant projects of business transactions and restructuring, advising clients on employee transfer, relocation and lay-off of employees as well as negotiation of employment contracts and separation agreements.
Since 2017, Jeanette has been acting as the National Chair/Vice Chair of HR Working Group of European Chamber of Commerce in China. This year Jeanette was elected as the National Chair of HR Working Group of European Chamber of Commerce in China.
Starting from 2017, Jeanette acted as the Vice Chair of HR Working Group of European Chamber of Commerce in China, and the Chair in 2019. Jeanette is also a member of Shanghai Law Society Labour and Social Security Law Research Branch.
Ms. Tina Yu
Ms. Tina Yu
Tina has been a member of Ropes & Gray’s litigation & enforcement team since 2012. She started in our Hong Kong office, then worked in our London office for 6 years and is now based in our Shanghai office. She has significant experience in handling cross-border matters relating to anti-corruption, anti-money laundering, economic and trade sanctions, as well as related misconduct, including government-initiated and internal investigations, risk assessments and transaction due diligence and portfolio company management. Tina’s work has covered jurisdictions spanning Asia, the Middle East and Europe. Tina has represented clients in the life sciences and technology industries, including companies undergoing government investigations as well as companies subject to deferred prosecution agreements and government monitorships.
Tina also regularly advises private equity firms, sovereign investors and other organizations involved in corporate transactions in relation to risk-based due diligence of potential targets and portfolio company risk management, as well as the review and update of compliance programs. Tina has been seconded to the regulatory compliance team of the legal department of one of the world’s leading integrated oil and gas companies, where she advised on the compliance risk of various projects.
Tina’s practice includes a broad spectrum of risk areas, including corruption, money laundering, sanctions, fraud and sexual misconduct. Tina is natively bilingual in English and Mandarin. She has extensive experience and understanding of local cultures and its impact on cross-jurisdiction work, particularly in relation to the greater China region.
Ms. Kristin Fang
Ms. Kristin Fang
Kristin Fang joined Siemens China in May, 2020 as the Data Privacy Officer. She is mainly responsible for compliance works in terms of data privacy, cybersecurity and cross-border data transmission. Kristin Fang is the licensed attorney in New York State, USA, and is also a Certified Information Privacy Profession (Europe, CIPP/E) as well as fellow of International Association of Privacy Professionals (IAPP). Kristin’s area of profession is focused on China personal information protection and GDPR.
Kristin Fang 于 2020 年 5 月加入西门子中国并担任隐私数据保密官,主要负责西门子中国在隐私数据保护、网络安全,数据跨境传输等方面的合规工作。Kristin Fang 是美国纽约州注册律师,同时是全球隐私专业人士(IAPP)的会员并获得隐私保护专业人士认证(欧洲,CIPP/E),对中国个人数据保护以及欧洲 GDPR 均有相应的研究。
Mr. Leo Zhou
Mr. Leo Zhou
Leo Zhou obtained LL.M from Law School, Nottingham University, and was qualified in PRC Bar. He joined Suez in 2006 and was promoted as EVP in charge of PRC legal. Prior to that, he worked as the legal manager in Singaporean based utilities company under Temasek Holdings. He has also worked as a counsel in a British law firm in Shanghai. Leo is the arbitrator in China International Economic and Trade Arbitration Commission, and vice-president of Shanghai Corporate Counsel Association.
周永强先生毕业于英国诺丁汉大学法学院,获得法学硕士学位,并且获得中国律师资格。周先生于2006年加入法国苏伊士环境集团,后开始担任中国区执行副总裁,负责法律事务。周先生之前在新加坡淡马锡集团旗下的能源公司担任法务经理,也曾是一家英国律师事务所律师。周先生现在担任上海市企业法律顾问协会副会长,也是中国国际经济贸易仲裁委员会等机构的仲裁员。