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Interacting with regulatory bodies and enforcement agencies (e.g. Central Bank) to streamline the AML/CDD control and management
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Timely reviewing and updating CDD related policies and procedures to keep it in line with up-to-date regulatory requirement and global standard
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Coordinating and implementing the AML/CDD tasks and programs under the lead of Country AFCO to ensure both global and local requirements are met
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Conduct timely testing and QA to ensure the effectiveness of KYC/CDD controls
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Conducting the investigation and analysis on name list screening positive hit, including both client hit and transaction hit
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Maintaining an adequate Internal Control Framework for Suspicious Transactions to ensure properly and timely detection, investigation and reporting of suspicious transactions or activities
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Performing the dynamic CRR forecasting activities under the lead of Global KYC/CRR team
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Tracking and following up on the conditions that have been imposed as part of the KYC approval
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Fulfilling reporting obligations and MIS as required
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Preparing and providing AML/CDD related advisory and training to staffs
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Organizing and preparing the AML publicity activities as per regulatory requirement
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Other tasks such as Sanction/Embargo, NPA/NTA, Anti-Fraud, TPRM, OWG etc assigned by Country AFCO where required